Statement of

Paul Heckel

Independent Inventor


Submitted to the

Subcommittee on Courts, the Internet, and Intellectual Property

of the

House Judiciary Committee


June 20, 2002


OVERSIGHT HEARING

ON

PATENT REEXAMINATION AND SMALL BUSINESS INNOVATION

 

Intro -- IPC is

Zurko and Festo Briefs

Value of Tecn9olty

US spends over 70 billion

Technology patents provide costs nothing to US.

Points made in our Zurko Brief

Small guys disproportionately inventive

Innovators dilemma

Inventors all did startups

Zurko Study

13 of 14 lost

14th won on second try.

Insider outsider needed to get justice

DNA evidence in capitol cases

Same insider outsiders observed in death penalty cases.

One of our signatories was Nobel Economist Franco Modigliani - issues are of economics

He Peruvian Economist Hernando de Soto

Why capitalism has not worked in third world

Jacket blurbs from

Milton Friedman,

Margaret Thatcher,

William F. Buckley

Jeanne Kirkpatrick

Javier Perez De Cuellar

Problem is Third world has Bell jar of laws works for the rich, poor faced with inability to capitalize their property in deeds.

Example: Egypt to register land takes 77 bureaucratic steps, 41 agencies, 5-14 years

Major problem is lawyers “No group - aside from terrorists - is better positioned to sabotage capitalist expansion. And unlike terrorists, the lawyers know how to do it legally.

“The difficult is that few lawyers understand the economic consequences of their work

My experience of reexamination

Took 10 years

10 years comes out of my 17 year patent term

Difficult to pursue business, attract investors, plan without clear understanding of what patent rights are or even when will be clarified.

During 10 years, Technology and competitors advancing

Having won reexam, now faced litigation

Small inventor must almost always face the deSoto complexity of litigation

Zurko study was a real downer

Inventors Need

Certainty

Laws often unambiguous allows bias to flood in

Expeditious

Reexamination and litigation often take forever.

Unbiased error

Zurko and DNA studies show bias against outsiders, those outside the bell jar.

Encourages settlement

Nature of federal circuit

Economics of regulation suggest regulators protect insiders, keep out outsiders appointees likely to be industry insiders (George Stigler)

Federal Circuit is captive regulator

In Zurko held for DeSoto complexity de novo review rather than simpler APA review

In Festo held for DeSoto complexity to amend patent

Many other decisions (often unpublished) are anti outsider.

Supreme Court came down hard on Federal Circuit as It “chose to ignore earlier” in unanimous decision.

Recommendations if do something

APA Standards arbitrary and capricious

Extend period of patent by time of appeal for both reexaminations and litigaton (Drug companies get extensio9ins for waiting for FDA approval)

Why is this not being considered by a subcommittee of Commerce or Science

Issues are those of business and economics

Cited 3 economists (De Soto, Modigliani, Stigler), 2 of whom are Nobel Laureates, no lawyers

By putting patent issues in judiciary Congress signals to industry that the issues are legal and should be left to the lawyers-- the creators of DeSoto complexity. This only increases Desoto Complexity